What does ESI Capital Management, Inc do
with your personal information?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security number and income
- Investment experience and risk tolerance
- Assets and account transactions
When you are no longer our customer, we continue to share your information as described in this notice.
All financial companies need to share clients’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their clients’ personal information; the reasons ESI Capital Management, Inc chooses to share; and whether you can limit this sharing.
Reasons we can share your personal information
Does ESI Capital Management, Inc share?
Can you limit your sharing
For our everyday business purposes —
such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus
For our marketing purposes —
to offer our products and services to you
For joint marketing with other financial companies
For our affiliates’ everyday business purposes —
information about your transactions and experiences
We don't share
For our affiliates to market to you
We don't share
For non-affiliates to market to you
We don't share
Call (844) 909-3050 or email firstname.lastname@example.org.
Who we are
Who is providing this notice?
ESI Capital Management, Inc, a New York registered investment adviser.
What we do
How does ESI Capital Management, Inc protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does ESI Capital Management, Inc collect my personal information?
We collect your personal information, for example, when you
- Open an account
- Provide account information
- Seek advice about your investments
- Tell us about your investment or retirement portfolio
Enter into an investment advisory contract
Why can’t I limit all sharing?
Federal law gives you the right to limit only
- sharing for affiliates’ everyday business purposes — information about your creditworthiness
- affiliates from using your information to market to you
- sharing for non-affiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
Companies related by common ownership or control. They can be financial and nonfinancial companies.
- ESI Capital Management, Inc is affiliated with ESI Analytics Limited.
Companies not related by common ownership or control. They can be financial and nonfinancial companies.
- ESI Capital Management, Inc does not share with non-affiliates so they can market to you.
A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
- ESI Capital Management, Inc doesn’t jointly market.